Compliance Pack

Auditor resignation and casual vacancy, ADT-3 and ADT-1

  • When your auditor resigns, the auditor must tell the ROC in ADT-3 and the company must appoint a new auditor quickly and file ADT-1.
  • Deadline: ADT-3 by the auditor within 30 days of resignation; board fills the vacancy within 30 days; members approve within 3 months; ADT-1 within 15 days of appointment
  • Done in 3 working days after the resignation letter and new auditor's consent
  • Prepared by your Savvy, checked by a CA
  1. Auditor's resignation letter with reasons
  2. Did the auditor actually resign mid-term
  3. Outgoing auditor files ADT-3 with reasons and the resignation letter
  4. ADT-3 SRN

Answer in brief

When your auditor resigns, the auditor must tell the ROC in ADT-3 and the company must appoint a new auditor quickly and file ADT-1. We coordinate both sides, get the new auditor's consent and eligibility certificate, draft the board and general meeting papers and file ADT-1 so your annual filings are not held up.

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How we solve it: 4 steps

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  • Auditor's resignation letter with reasons
  • Date of resignation
  • New auditor consent letter
  • New auditor eligibility certificate
  • Board resolution filling vacancy
  • Earlier ADT-1 SRN of outgoing auditorOptional
  • Audit committee recommendation, if requiredOptional

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₹2,499

₹2,499 + ₹449.82 GST = ₹2,948.82

Event-based. Delivered in 3 working days after the resignation letter and new auditor's consent. Due: ADT-3 by the auditor within 30 days of resignation; board fills the vacancy within 30 days; members approve within 3 months; ADT-1 within 15 days of appointment

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