Compliance Pack
Auditor resignation and casual vacancy, ADT-3 and ADT-1
- When your auditor resigns, the auditor must tell the ROC in ADT-3 and the company must appoint a new auditor quickly and file ADT-1.
- Deadline: ADT-3 by the auditor within 30 days of resignation; board fills the vacancy within 30 days; members approve within 3 months; ADT-1 within 15 days of appointment
- Done in 3 working days after the resignation letter and new auditor's consent
- Prepared by your Savvy, checked by a CA
- Auditor's resignation letter with reasons
- Did the auditor actually resign mid-term
- Outgoing auditor files ADT-3 with reasons and the resignation letter
- ADT-3 SRN
Auditor resignation and casual…
ADT-3 by the auditor within 30…
- IWhat we need from you7 documents
- DQuestions for you5 questions
- FForms5 steps
- DWhat you getADT-3 SRN (from the…
Answer in brief
When your auditor resigns, the auditor must tell the ROC in ADT-3 and the company must appoint a new auditor quickly and file ADT-1. We coordinate both sides, get the new auditor's consent and eligibility certificate, draft the board and general meeting papers and file ADT-1 so your annual filings are not held up.
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- Auditor's resignation letter with reasons
- Date of resignation
- New auditor consent letter
- New auditor eligibility certificate
- Board resolution filling vacancy
- Earlier ADT-1 SRN of outgoing auditorOptional
- Audit committee recommendation, if requiredOptional
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Event-based. Delivered in 3 working days after the resignation letter and new auditor's consent. Due: ADT-3 by the auditor within 30 days of resignation; board fills the vacancy within 30 days; members approve within 3 months; ADT-1 within 15 days of appointment
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